VP, Global Control Room - Securities Aggregation
TD Bank Group(13 days ago)
About this role
A Vice President position within the Compliance Control Room at TD Securities focuses on securities aggregation, regulatory compliance, and risk management. The role involves leading a new function to monitor and report securities holdings, ensuring regulatory adherence, and preventing operational and reputational risks. It requires collaboration with legal, compliance, and technology teams to enhance controls and automate processes.
Required Skills
- Regulatory Compliance
- Securities
- Risk Management
- Data Governance
- Control Design
- Stakeholder Management
- Regulatory Frameworks
- Automation
- Reporting
- Vendors
About TD Bank Group
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