VP, Global Control Room - Securities Aggregation
TD Bank Group
About this role
A Vice President position within the Compliance Control Room at TD Securities focuses on securities aggregation, regulatory compliance, and risk management. The role involves leading a new function to monitor and report securities holdings, ensuring regulatory adherence, and preventing operational and reputational risks. It requires collaboration with legal, compliance, and technology teams to enhance controls and automate processes.
Skills
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
Recent company news
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About TD Bank Group
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for TD Bank Group.
Salary
$150k – $180k
per year