VP, Investment Advisory Compliance
Voya Financial(1 month ago)
About this role
The VP, Investment Advisory Compliance at Voya will assist in administering the firm’s Compliance Program, focusing on investment and trading activities while addressing regulatory and compliance risks. This role involves collaboration with various investment teams and support functions to ensure compliance with the regulatory requirements for different asset classes, including public and private fixed income, public equity, and alternative investments.
Required Skills
- Compliance Program
- Regulatory Requirements
- Investment Advisory
- Market Manipulation
Qualifications
- Bachelor's Degree
- 10+ years experience in compliance
About Voya Financial
voya.comWe help individuals and employers clear a path to financial confidence with 401(k)s, 403(b)s, 457s, HSAs, FSAs, life, disability & voluntary insurance.
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