Ultimus Fund Solutions
The Vice President, Legal Counsel provides senior-level legal administration services to multiple clients, overseeing SEC filings, board materials, and regulatory research related to the Investment Company Act of 1940. The role involves supervising associates, managing client relationships, and ensuring compliance and high client satisfaction.
Headquarters
Cincinnati, Ohio, United States
Company Size
501-1000 employees
Founded
1999
Ultimus Fund Solutions is a fund services firm that combines institutional-strength operational infrastructure with boutique, client-focused service. They offer fund administration, transfer agency and shareholder services, fund accounting and NAV calculation, middle-/back-office outsourcing, and regulatory/compliance reporting for mutual funds, ETFs, hedge funds and other pooled vehicles. Ultimus emphasizes scalable technology and operational expertise to deliver customized, turnkey solutions and hands‑on relationship management for asset managers, RIAs, broker‑dealers and other financial intermediaries.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Ultimus Fund Solutions.
Ultimus Fund Solutions didn’t post a salary, so this is our estimate from similar listings.
21% below the average for this role