VP, London Control Room officer – Compliance
TD Bank Group(3 months ago)
About this role
A Vice President based in the London Control Room within Compliance at TD Securities, supporting the Global Corporate and Investment Bank control function. The role sits within a global control-room team focused on maintaining conflict management frameworks and overseeing research and control-room operations. It involves collaboration with regional control rooms, business partners, and regulatory stakeholders to support the firm’s compliance program.
Required Skills
- Conflict Management
- Research Review
- Regulatory Knowledge
- Project Management
- Stakeholder Management
- Mentoring
- Control Room Systems
- Trade Monitoring
Qualifications
- Bachelor's Degree
- JD
- MBA
- CAMS
- CRCM
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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