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Old National Bank
The Wealth Compliance Officer, Sr serves as the Registered Investment Adviser Chief Compliance Officer, administering the firm's compliance program for investment advisory activities and ensuring adherence to federal and state regulations. This role involves monitoring compliance, conducting reviews, updating policies, and coordinating regulatory filings and examinations. The position requires close collaboration with senior management, operations, risk, and legal teams to maintain records and drive a strong culture of compliance.
We’re your community bank for savings accounts, checking, mortgages, HELOCs, personal & auto loans and wealth management. Enjoy our top-tier financial services.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Old National Bank.
45% below the average for this role