Wealth Custody & Clearing Operations, VP
State Street(1 month ago)
About this role
The Vice President of Operations for Wealth Custody and Clearing will lead day-to-day brokerage operations for the introducing broker-dealer, overseeing trading, account onboarding, cash and account management, and advisor support. This executive partners with compliance, technology, and external vendors to establish and scale new business lines while ensuring regulatory adherence and operational excellence. The role emphasizes a digital-forward approach, leveraging AI and automation to optimize workflows and productivity. The position is based in Boston, MA or Austin, TX and reports to the Principal Operations Officer.
Required Skills
- Brokerage Operations
- Trading
- Account Onboarding
- Cash Management
- Account Management
- Advisor Support
- Regulatory Compliance
- AI Integration
- Automation
- Risk Management
+3 more
Qualifications
- Undergraduate Degree
- Graduate Degree Preferred
- Series 7
- Series 24
- Series 63
- Series 79
- CRCP
- CCO
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