Wealth Risk Management and Compliance

The role involves driving wealth products and advice control against Group standards, deploying the Wealth Risk Management Framework, and managing a robust business unit compliance process. The position requires coordinating with key stakeholders to ensure customer solutions adhere to regulatory requirements and performing post-investment transaction reports to identify misconduct or regulatory breaches. The incumbent is accountable for assessing risk items, developing comprehensive investment controls, and assisting in conducting investment self-assessments.