Licensed Paraplanner
Ameriprise Financial
About this role
The Licensed Paraplanner supports financial advisors by managing investment operations, conducting market research, and maintaining client portfolios. This role ensures exceptional client service through account administration, compliance monitoring, and financial planning support. The position also involves creating insurance proposals and assisting with advisory tasks to help clients achieve their financial goals.
What you’ll do
- Support advisors through investment operations and portfolio construction
- Process client account administration and financial planning tasks
- Maintain trading policy compliance and manage client inquiries
What we’re looking for
- Series 7
- Series 66
Skills & tools
Skills
Technical tools
Compensation
Listed by employerFull job description
Title: Licensed Paraplanner Location: Campbell, California Employment type: Full time
At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.
This position is with an Ameriprise Financial Franchise owner.
Job Description
The Licensed Paraplanner plays a critical role in supporting advisors and delivering exceptional client experience through investment operations, market research, portfolio construction and maintenance, account administration, and client service support.
Investment & Portfolio Management:
- Extensive trading, including writing covered calls
- Generate investment recommendations
- Monitor and rebalance portfolios
- Attach accounts to models
- Monitor cash balances and systematic distributions
- Manage maturing products
- Market research & wholesaler meetings
Client Service & Account Administration:
- Assist clients with investment-related requests/inquiries
- Process money movements
- Process withdrawals
- Process RMDs/ Inherited IRA RMDs
- Assist with post-meeting client tasks
Compliance & Operations:
- Maintain trading policy compliance
- Maintain personal compliance requirements including ADV brochures and licenses
Financial Planning:
- Manage data updates and accuracy for foundational planning
- Assist with occasional financial planning data entry and deliverable
Insurance & Advisory Support:
- Create life, disability and long-term care proposals
- Monitor insurance premiums
Qualifications:
- Series 7 & 66 licensing required
- Wealth management experience
- Desire to become a financial advisor
- Strong communication skills
- Strong trading and investment knowledge
- Organization and attention to detail required
- Familiarity with Tompson & Vestmark trading platforms preferred, but not required
Base Pay Salary
The salary will be $105K-$115K/ year
Full-Time/Part-Time
Full time
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.
Ameriprise Financial
Public
Ameriprise Financial is a leading financial services company with more than 10,000 advisors dedicated to helping individuals and families achieve their financial goals. The company offers personalized financial planning, wealth management, retirement planning, and investment advisory services. With over 125 years of experience, Ameriprise provides clients with one-to-one financial advice, diversified portfolio recommendations, and ongoing goal-tracking support.