Assistant Compliance Manager, Compliance
CLSA
About this role
This role focuses on conducting compliance monitoring and surveillance reviews within the securities or investment banking sector, ensuring adherence to regulatory requirements and supporting regulatory reporting and transaction approval processes.
Skills
Qualifications
About CLSA
clsa.comIndustry
Finance
N/A
Recent company news
AASTOCKS.comCLSA: BYD COMPANY Tech Leading Strategy Helps Regain Mkt Shr; Costs Likely to Rise Only Moderately
1 day ago
富途牛牛CLSA upgrades Wharf Real Estate Investment Company (01997.HK) to 'Outperform' and raises target price to HKD 40.
1 day ago
scanx.tradeDevyani International to Participate in CLSA India's Consumer Tour on March 18, 2026
4 hours ago
Bloomberg.comThree Senior CLSA Bankers Are Said to Leave Firm as Exits Mount
Nov 5, 2025
CNBC TV18HDFC Bank, ICICI Bank shares can deliver over 25% returns in 12 months, CLSA says
1 day ago
About CLSA
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for CLSA.
Salary
$43k – $58k
per year