Assistant Director Investment Compliance
Northwestern Mutual(3 months ago)
About this role
A senior compliance professional supporting divisional leadership and the Chief Compliance Officer for Northwestern Mutual’s registered institutional investment adviser and mutual fund entities. The role provides advanced enterprise-wide compliance consultation and relationship building to advance the firm’s compliance culture while enabling business objectives.
Required Skills
- SEC Regulation
- Compliance Programs
- Investment Funds
- Risk Assessment
- Policy Development
- Surveillance
- Training
- Reporting
- Stakeholder Management
- Analytical Thinking
+1 more
Qualifications
- Bachelor's Degree
About Northwestern Mutual
northwesternmutual.comNorthwestern Mutual is a financial partner that offers personalized plans, top-rated services and life insurance. Find a financial advisor and get started on your plan today.
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