Compliance Officer
Capstone Investment Advisors
About this role
A Senior Compliance Officer at Capstone Investment Advisors will join the firm’s global Legal and Compliance team based in New York, supporting the firm’s trade compliance practice within a global asset management firm. The position is full-time and offers exposure to senior leadership and cross-functional collaboration across investment, technology, operations, and finance teams. Capstone manages diversified strategies with approximately $11.8 billion AUM and emphasizes a collaborative, human-centered culture.
Skills
Qualifications
About Capstone Investment Advisors
capstoneco.comCapstone is a strategic investment and advisory firm that partners with growth-stage and middle-market companies to accelerate value through capital raising, mergers & acquisitions, and hands-on operational support. It offers corporate finance and transaction advisory services alongside portfolio development and strategic consulting, drawing on experienced operators and capital markets professionals. Clients choose Capstone for tailored deal execution, pragmatic operational guidance, and access to a broad network of investors and strategic partners.
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About Capstone Investment Advisors
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for Capstone Investment Advisors.
Salary
$160k – $200k
per year