About this role
The Assistant FinOp at DriveWealth is part of the broker‑dealer finance team responsible for preparing and submitting regulatory and financial reports to U.S. regulators and supporting reconciliation, accounting, and risk functions. The role serves as a key liaison during audits and examinations and contributes to maintaining compliance and improving internal controls and reporting processes.
Required Skills
- Regulatory Reporting
- Reconciliation
- Financial Reporting
- Data Analysis
- SEC Rules
- Net Capital
- Advanced Excel
- Audit Liaison
- Internal Controls
- Risk Management
Qualifications
- Bachelor's Degree in Accounting or Finance
- CPA (Preferred)
- FINRA Series 27 (Preferred)
- FINRA Series 28 (Preferred)
- Work Authorization (U.S.)
About DriveWealth
drivewealth.comDriveWealth is a fintech brokerage-as-a-service that builds the infrastructure to enable embedded investing for fintechs, brokers, advisors, and enterprise partners. Its award-winning APIs power account onboarding, fractional-share trading, custody/clearing and back‑office services, and are used by 100+ fintechs and broker partners worldwide. DriveWealth focuses on making investing accessible and integrable into apps and platforms with global distribution, compliance support, and scalable developer tools.
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