Huatai Financial Holdings (Hong Kong) Limited

Assistant Manager, Agency Control and Governance, Tied Agency

Huatai Financial Holdings (Hong Kong) Limited(1 month ago)

Hong KongOnsiteFull TimeMedior$64,955 - $88,270 (estimated)Compliance
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About this role

A Compliance Specialist at FWD Group focused on the Agency Channel, serving as the 1.5 line of defense to uphold regulatory and company standards. The role supports compliance governance and helps foster a culture of good conduct across agency distribution.

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Required Skills

  • Compliance
  • Risk Monitoring
  • Policy Development
  • Training
  • Quality Assurance
  • Investigations
  • Regulatory Knowledge
  • Communication
  • Analytical Skills
  • Power BI

+2 more

Qualifications

  • Bachelor Degree in Business Administration, Accounting, Finance or Law
Huatai Financial Holdings (Hong Kong) Limited

About Huatai Financial Holdings (Hong Kong) Limited

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