CLARK FINANCIAL GROUP
The Assistant Manager, Portfolio Compliance will configure, maintain, and monitor pre-trade and post-trade compliance rules within the Charles River system to ensure adherence to client mandates and regulatory requirements. This role involves ongoing portfolio compliance monitoring, investigating breaches, and preparing compliance reports while collaborating with various internal teams to resolve issues and support onboarding. The position offers the opportunity to work alongside institutional portfolio managers and contribute to the continuous improvement of compliance processes and automation.
Clark Financial Group is located in Windsor, Ontario. We are an independent, privately owned family run business established in 1974. We provide personal financial planning, life insurance and investment needs to individuals, couples, families & busine
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for CLARK FINANCIAL GROUP.
CLARK FINANCIAL GROUP didn’t post a salary, so this is our estimate from similar listings.
Senior Analyst, Investment Compliance - APAC (15-month contract)
T. Rowe Price
Assistant Manager - Portfolio Compliance Monitoring
Fidelity International
Portfolio Compliance Associate
Victory Capital Management, Inc. – Victory Capital Management,
Fund Investment Compliance, Senior Associate
State Street
Compliance Analyst
Janus
Investment Compliance Associate
Victory Capital Management, Inc. – Victory Capital Management,