Victory Capital Management, Inc. – Victory Capital Management,
The Investment Compliance Associate supports the Legal and Compliance team at Victory Capital by assisting with regulatory oversight and trade compliance activities. The role involves daily monitoring of pre- and post-trade activity, rule implementation, client onboarding, and ensuring alignment with regulatory requirements and internal policies. The position offers opportunities to collaborate with portfolio management, operations, legal, and sales teams while receiving cross-training in non-core compliance functions.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Victory Capital Management, Inc. – Victory Capital Management,.