Associate, Compliance
CLSA(5 months ago)
About this role
A Compliance professional supporting the Investment Banking Division in Japan, focused on maintaining adherence to regulatory and internal policies and safeguarding sensitive and proprietary information. The role involves collaboration with regional control rooms and onboarding teams to support deal pipelines and compliance processes.
Required Skills
- Compliance Testing
- Risk Assessment
- Information Control
- KYC
- Regulatory Filings
- Monitoring
- Problem Solving
- Multitasking
- Derivatives
- M&A
+4 more
Qualifications
- Bachelor's Degree in Law, Finance, Business, or Economics
Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at CLSA
Similar Jobs
Chief Executive Office – Legal Counsel - AVP
Deutsche Bank(10 days ago)
Associate, Investment Banking - Financial Institutions Group
TD Bank Group(1 month ago)
Investment Banking Associate, Real Estate, Lodging & Gaming
Citi(7 days ago)
Investment Banking Senior Associate
Citi(20 days ago)
Investment Banking Vice President, Real Estate, Lodging & Gaming
Citi(7 days ago)
Compliance - Control Room Officer - Associate
Deutsche Bank(4 months ago)