Purpose Unlimited
The Associate Director, Compliance serves as the operational leader of the Compliance function at Steadyhand Investment Funds Inc., managing the day-to-day compliance program for a CIRO-regulated mutual fund dealer. This role provides technical leadership, oversees monitoring and testing, branch reviews, regulatory examinations, and policy management while partnering with business functions. The position offers significant responsibility and a potential development path toward future Chief Compliance Officer responsibilities.
Purpose Unlimited is a Canadian financial services company that brings together investment expertise, independent advice, technology, and capital through an ecosystem of brands including Purpose Investments, Advisor Solutions, Steadyhand, Harness Investment Management, Foundation Wealth Partners, and Driven by Purpose. The company offers modern investment solutions, end-to-end platforms for independent financial advisors, personalized wealth advice, and flexible financing for Canadian small businesses. Purpose Unlimited's mission is to help Canadians build, grow, and protect their wealth.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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