AVP / Associate – Financial Operations

A growing broker-dealer and institutional trading platform is seeking an AVP / Associate within Financial Operations to support regulatory capital reporting, customer reserve computations, and day-to-day financial control functions. This role partners closely with Risk, Treasury, and Operations to ensure regulatory compliance with SEC capital and customer protection rules as trading volumes and clearing activity continue to scale. The position focuses on calculations that regulators prioritize, including Net Capital and Customer Reserve computations, while supporting process improvement and automation initiatives.