Broker Dealer Operations Principal

Horace Mann - Agent Opportunities(14 days ago)

HybridFull TimeMedior$66,500 - $92,000Broker Dealer Operations

About this role

The Broker Dealer Operations Principal at Horace Mann provides supervisory oversight and operational leadership for the firm’s broker-dealer activities, ensuring regulatory alignment and effective risk management. The role supports broker-dealer functions across trading, account maintenance, and securities processing. This is a hybrid position based in Cherry Hill, NJ with expected onsite presence three days per week.

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Required Skills

Regulatory Compliance
Trade Supervision
Account Maintenance
Suitability Review
Securities Processing
Risk Management
Audit Support
Operational Leadership
Communication
Analytical

Qualifications

Business Degree
FINRA Series 7
FINRA Series 24

About Horace Mann - Agent Opportunities

horacemann.com

Horace Mann is an insurance and financial services company focused on serving educators, public service and municipal employees. It provides auto, home, renters, supplemental and life insurance as well as retirement annuities and related retirement planning solutions tailored to the educator community. The company emphasizes educator-specific products and guidance to help teachers and school employees protect assets and prepare for retirement.