Voya Financial

Broker Dealer Oversight Manager

Voya Financial

2 months ago
Hartford, CT
Hybrid
Full Time
Manager
0 applicants
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Voya Financial
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About this role

The Broker Dealer Oversight Manager at Voya Financial is an individual contributor role focused on governance of broker-dealer Written Supervisory Procedures and regulatory alignment across advisory, brokerage, alternatives, and annuity products. The role supports audit readiness, process improvement, and cross-functional partnership and is based in Windsor, CT or Boston, MA with a four-day in-office schedule.

Skills

Qualifications

Bachelor's DegreeAdvanced Degree (Preferred)FINRA Series 7FINRA Series 24PMP (Preferred)
Voya Financial

About Voya Financial

voya.com

We help individuals and employers clear a path to financial confidence with 401(k)s, 403(b)s, 457s, HSAs, FSAs, life, disability & voluntary insurance.

About Voya Financial

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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