Broker Dealer Regulatory Director
Barclays(8 months ago)
About this role
The Regulatory Reporting Director for the US Broker-Dealer entity within Financial Control is responsible for oversight of prudential regulatory reporting and maintaining regulatory relationships. The role supports regulatory transformation initiatives and drives sustainable, well-controlled reporting processes across the business.
Required Skills
- Regulatory Reporting
- Net Capital
- FOCUS Reporting
- Broker Dealer
- Operational Records
- Team Leadership
- Stakeholder Management
- Internal Controls
- Data Analysis
- Regulatory Liaison
+2 more
About Barclays
home.barclaysBarclays is a British universal bank. Our businesses include consumer banking, as well as a top-tier, global corporate and investment bank.
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