Director, Broker-Dealer Operations
Betterment
About this role
The Director of Broker-Dealer Operations will lead Betterment’s broker-dealer operations overseeing the firm that safeguards customer assets and ensuring compliance with FINRA and SEC rules. The role partners across Product, Engineering, Legal, Compliance, and Finance to support new product launches and maintain accurate financial and regulatory reporting. Based in NYC with a hybrid schedule, the director will drive operational improvements and manage key third-party relationships to support business growth.
Skills
Qualifications
About Betterment
betterment.comBetterment is a digital financial-advice and automated investing platform that helps individuals save, invest, and plan for retirement with goal-based "buckets" and tailored portfolios built from low-cost ETFs. Operating as a fiduciary robo-advisor, it offers guided investing, automated rebalancing, tax-smart strategies, and cash management products (Checking via nbkc bank and a high-yield Cash Reserve). Customers can pay for access to licensed human advisors (Premium plan) while account protections include SIPC coverage for securities and FDIC insurance for cash programs. The service emphasizes ease of use, adjustable risk profiles, and expert-led portfolio management.
Recent company news
Betterment Review 2025
Nov 6, 2025
Betterment Archives
Nov 17, 2025
Fintech firm Betterment confirms data breach after hackers send fake crypto scam notification to users
Jan 12, 2026
Betterment data breach exposes 1.4 million customers
1 month ago
Data Breach at Fintech Company Betterment Leaks PII of 1.4 Million People
3 weeks ago
About Betterment
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Salary
$173k – $189k
per year
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