Brokerage firm - FINRA Licensed Compliance Associate
viewtrade
About this role
ViewTrade Securities is looking for a licensed Compliance Associate with over 5 years of experience in the brokerage industry and a Series 24 license. The role involves supporting compliance and operations functions, working with regulators, and assisting various departments in a fast-paced brokerage environment.
Skills
Qualifications
About viewtrade
viewtrade.comViewTrade delivers API-driven brokerage infrastructure and wealth-tech solutions to fintechs, banks, and advisors worldwide. Since 2000, the company has helped more than 300 firms launch and scale cross-border retail investing with global market access. Its platform provides scalable APIs for trading, custody, and investment workflows, enabling partners to launch investment offerings quickly and securely. ViewTrade positions itself as a global enabler of cross-border investing for financial institutions and fintechs.
About viewtrade
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Salary
$60k – $80k
per year