Barclays

Business Oversight Compliance AVP - Markets

Barclays(1 month ago)

New York, NYOnsiteFull TimeManager$110,000 - $135,000Compliance
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About this role

The Business Oversight Compliance AVP - Markets provides data-led oversight and challenge to ensure the organisation meets legal, regulatory and ethical obligations. The role focuses on compliance across markets activities including swap and security-based swap dealer obligations, the Volcker Rule, political law requirements, and regulatory tradability. It operates within the Cross-Product Regulatory Compliance team and partners with trading, business management and compliance teams to support regulatory integrity and remediation.

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Required Skills

  • Compliance Oversight
  • Investigations
  • Regulatory Knowledge
  • Risk Assessment
  • Data Analysis
  • Remediation
  • Stakeholder Management
  • Policy Implementation
  • Financial Crime
  • Volcker Rule

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Barclays

About Barclays

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Barclays is a British universal bank. Our businesses include consumer banking, as well as a top-tier, global corporate and investment bank.

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