State Street

Swap Dealer Compliance, Vice President

State Street(18 days ago)

HybridFull TimeSenior$110,000 - $207,500Compliance
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About this role

State Street Markets Swap Dealer Compliance is seeking a Compliance Officer to advise on and develop compliance programs related to U.S. swap and security-based swap regulations. The role involves analyzing regulatory developments, assisting with compliance oversight, and collaborating with various stakeholders to ensure adherence to complex financial regulations.

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Required Skills

  • Regulatory Compliance
  • SEC
  • CFTC
  • NFA
  • Financial Regulations
  • Policy Development
  • Risk Assessment
  • Monitoring
  • Testing
  • Excel

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