Drake & Associates
Drake & Associates is seeking an experienced Chief Compliance Officer to lead and manage the firm's compliance program as a member of the Leadership Team. This role serves as both a hands-on compliance expert and strategic business partner, owning the day-to-day execution of the compliance function. The position involves partnering with leadership to identify risk, strengthen processes, and develop practical solutions that protect the firm and support continued growth.
Headquarters
Waukesha, Wisconsin, United States
Company Size
11-50 employees
Founded
2002
Drake & Associates is a wealth management firm specializing in retirement finance planning, led by a team of experienced advisors. They offer personalized retirement and financial planning services to help clients build and manage portfolios, plan retirement income, and pursue broader financial goals. The firm emphasizes long-term strategies and individualized advice to help individuals and families prepare for and navigate retirement.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Drake & Associates.
Drake & Associates didn’t post a salary, so this is our estimate from similar listings.
16% below the average for this role