COM-Central Compliance

A Trade Surveillance Analyst at Nomura monitors trading activities across equity, fixed income, FX, and derivatives to identify potential market abuse and misconduct such as insider trading or front-running. The role involves analyzing surveillance alerts, conducting detailed investigations, and applying knowledge of global regulatory frameworks like MAR, MiFID II, and SEBI. Analysts also utilize data analytics tools to validate models and contribute to the firm's robust risk and control system.