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Sr Analyst - Compliance Surveillance at Invesco - ApplyBlast

Sr Analyst - Compliance Surveillance

Invesco

5 months ago

3.8 on Glassdoor

Hyderabad, Telangana

Hybrid

Full Time

Senior

0 applicants

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About this role

A mid-level Compliance Surveillance Analyst at Invesco investigates trade surveillance alerts, monitors best execution activities, and analyzes portfolio manager trading within Market Abuse modules. The role focuses on identifying irregularities, documenting resolutions, and ensuring regulatory compliance through data analysis and cross-functional collaboration.

Responsibilities

Review trade surveillance alerts for market abuse indicators daily
Investigate potential conflicts of interest in best execution activities
Document trading resolutions and substantiate regulatory controls
Monitor regulatory updates and adjust surveillance models accordingly
Collaborate with global teams to implement compliance monitoring activities

Skills

Qualifications

Bachelor's degree in Commerce or FinanceMaster's degree in Finance (Preferred)

About Invesco

invesco.com

Headquarters

Atlanta, Georgia, United States

Company Size

5001-10000 employees

Founded

1935

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Invesco is a global investment management company offering a wide range of investment products and services, including ETFs, mutual funds, and institutional strategies. The firm serves individual investors, financial professionals, and institutional clients across the Americas, Asia Pacific, Europe, and the Middle East. Invesco operates multiple regional platforms and branded investment vehicles, such as Invesco QQQ and CollegeBound529.