野村ホールディングス(株)
This role involves reviewing and resolving trade surveillance alerts across various asset classes to identify potential market abuse and misconduct. Candidates will investigate irregular trading behaviors like insider trading, apply knowledge of global regulatory frameworks, and prepare comprehensive investigation reports. The position also requires leveraging surveillance tools and data analytics to identify unusual patterns while contributing to process improvements.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for 野村ホールディングス(株).
36% above the average for this role
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