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© All Rights Reserved. ApplyBlast.com
Lincoln Investment
The Compliance Advisor conducts announced and unannounced examinations of branch offices and business locations to evaluate adherence to FINRA, SEC, and state regulations. This role involves preparing detailed exit interview reports, communicating findings to branch personnel, and providing consultation and training on compliance rules. The position requires managing multiple projects simultaneously while staying current with evolving regulatory frameworks.
Headquarters
Fort Washington, Pennsylvania, United States
Company Size
201-500 employees
Founded
1968
Full-service broker-dealer and registered investment adviser, serving over 315,000 investors, representing over 55 billion in assets.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Lincoln Investment.
Lincoln Investment didn’t post a salary, so this is our estimate from similar listings.
17% below the average for this role