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© All Rights Reserved. ApplyBlast.com
Raymond James
Under administrative direction, the Branch Examiner conducts onsite examinations of retail brokerage offices across the United States, reviewing supervisory systems, documentation, and employee interviews to ensure compliance with firm policies, FINRA, SEC, and state regulations. The role involves detailed documentation, communication of findings, and providing compliance support while traveling up to 50% of the time.
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Raymond James.
24% above the average for this role
