Compliance Analyst (Regulatory)
Apex Fintech Solutions(3 months ago)
About this role
The Compliance Analyst (Regulatory) at Apex Fintech Solutions is an early-career role for a recent law graduate or newly licensed attorney to support the firm’s Compliance Program. The position involves managing interactions with regulators and outside counsel, documenting and tracking regulatory information, and helping the company meet its regulatory obligations while building expertise in financial services regulation.
Required Skills
- Regulatory Research
- Regulatory Responses
- Exam Support
- Legal Interpretation
- Document Management
- Written Communication
- Analytical Reasoning
- Process Improvement
Qualifications
- Juris Doctor (JD)
- Bar Admission
- FINRA SIE
- Series 7
About Apex Fintech Solutions
apexfintechsolutions.comUncover cloud-native wealth tech solutions and digital investing platforms from Apex. Power your financial institution’s growth—explore our technology today.
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