Western & Southern Financial Group
The Compliance Analyst - Securities Entities role manages internal controls, compliance, and operational functions for the Securities Entities of Western & Southern Financial Group. The position ensures quality assurance processes are managed and regulatory risks are mitigated in a timely manner. The role involves assisting senior staff with regulatory filings, responding to inquiries, and conducting compliance reviews and surveillance.
We have served families just like yours for decades with our diverse range of life insurance, annuities, and investments. Put our financial strength behind you.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Western & Southern Financial Group.
Western & Southern Financial Group didn’t post a salary, so this is our estimate from similar listings.