M&T Bank
The Compliance Analyst at M&T Securities supports the firm's broker-dealer compliance program, promoting ethical conduct and adherence to securities regulations. The role works across core compliance areas—such as regulatory filings, surveillance, training, and responses to inquiries—while partnering with business, legal, and risk teams. Based in Boston, the position assists management and serves as a trusted advisor to help protect the firm and its clients.
N/A
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for M&T Bank.
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