The Hartford

Compliance Analyst

The Hartford

2 months ago
Wayne, PA
Hybrid
Full Time
Medior
0 applicants
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The Hartford
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About this role

Hartford Funds is hiring a Compliance Analyst to support its broker-dealer, Hartford Funds Distributors, LLC, ensuring alignment between distribution activities, regulatory requirements, and internal policies. The role reports to the Compliance Distribution Support Manager and requires a motivated self-starter who can operate independently while coordinating with compliance, sales, and business stakeholders.

Skills

Qualifications

Bachelor's Degree in Finance or BusinessFINRA Series 7 (or willingness to obtain)
The Hartford

About The Hartford

thehartford.com

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About The Hartford

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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