Dynasty Financial Partners
The Compliance Associate supports the Dynasty Network Compliance department by maintaining firm registrations, administering compliance technology tools, and handling compliance-related projects. The role involves preparing and submitting regulatory forms, resolving registration issues with agencies, and ensuring accurate processing of new hire registrations and status changes. The position requires strong attention to detail, effective communication, and the ability to work independently and collaboratively in a fast-paced environment.
Dynasty Financial Partners allows financial advisors to maximize full independence and provide personalized wealth management advice.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Dynasty Financial Partners.
Dynasty Financial Partners didn’t post a salary, so this is our estimate from similar listings.
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