Compliance - Conflicts of interest, Senior Associate
State Street(2 months ago)
About this role
A Senior Compliance Associate in the Conduct Risk Management Office at State Street based in Bangalore. The role sits in the second line of defense within Corporate Compliance, supporting adherence to conduct-related policies (ethics, conflicts, personal investments) and contributing to the firm’s overall risk and governance posture.
Required Skills
- Personal Trading
- Conflicts Management
- Outside Activities
- Compliance Monitoring
- Policy Compliance
- Risk Assessment
- Management Reporting
- UAT
- SOPs
- Stakeholder Collaboration
+2 more
Qualifications
- Bachelor's Degree
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