Compliance Governance Analyst II (4362)
TD Bank Group(1 month ago)
About this role
A Compliance Analyst role within TD Securities focused on supporting the firm’s compliance strategy and regulatory obligations. The position is based in Toronto and contributes to maintaining a strong compliance culture, operational resilience, and accurate regulatory reporting. The role works closely with legal, technology, finance, and business partners to support oversight and control frameworks.
Required Skills
- Securities Rules
- Communication
- Critical Thinking
- Data Validation
- Regulatory Reporting
- Stakeholder Management
- Issue Tracking
- Process Improvement
- Dashboarding
- Training
Qualifications
- University Degree
- Minimum 2 Years Compliance Experience
- Canadian Securities Course (CSC)
- Traders Training Course (TTC)
- Conduct and Practices Handbook (CPH)
About TD Bank Group
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