Associate, Control Room
BMO US(4 days ago)
About this role
This role at BMO Financial Group involves supporting compliance efforts in the Control Room for the firm's securities activities. The candidate will monitor and enforce information barriers, develop compliance policies, and support regulatory adherence within investment banking and research teams. It offers an opportunity to work in a high-pressure, collaborative environment, expanding knowledge of regulatory standards and compliance procedures.
Required Skills
- compliance
- Regulatory Environment
- Monitoring
- Surveillance
- Communication
- Critical Thinking
- Relationship Management
- Project Management
- Research
- Securities Rules
About BMO US
bmo.comBMO offers a wide range of personal and business banking services, including checking & savings accounts, loans, lines of credit, credit cards and more.
View more jobs at BMO US →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at BMO US
Similar Jobs
VP, Global Control Room - Securities Aggregation
TD Bank Group(13 days ago)
Control Room Equity Research - Compliance
Mizuho Financial(1 month ago)
VP, London Control Room officer – Compliance
TD Bank Group(3 months ago)
Compliance Governance Analyst II (4362)
TD Bank Group(1 month ago)
Compliance Officer, Global Control Room
TD Bank Group(13 days ago)
Senior Compliance Officer, Global Control Room
TD Bank Group(13 days ago)