Compliance-Legal Operations Analyst
Finalis
About this role
A Compliance-Legal Operations Analyst at Finalis is responsible for reviewing user transaction documents, conducting compliance due diligence, and ensuring marketing materials comply with communication guidelines. This role involves supporting account management teams in resolving legal and compliance-related issues, maintaining a knowledge base for common inquiries, and enhancing legal and compliance processes through digital transformation. The analyst will work closely with attorneys and compliance officers, manage responses to regulatory inquiries, and maintain objectives for the Execute Operations Team, all while demonstrating strong communication and organizational skills.
Skills
Qualifications
About Finalis
finalis.comFinalis is a transformative platform designed for private capital markets, providing automation and intelligence to enhance deal-making efficiency. The company serves over 390 firms, facilitating compliance, a curated deal network, and automated workflows through a single ecosystem. Finalis focuses on making compliance a competitive advantage while accelerating the deal lifecycle and improving data-driven decision-making, empowering investment bankers, issuers, and investors alike.
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About Finalis
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Finalis.
Salary
$56k – $76k
per year