Sr. Compliance and Supervision Officer
Finalis
About this role
Finalis is building the largest investment banking platform providing compliance and dealmaking solutions for private market transactions. The company is fully remote and aims to innovate in the securities industry by supporting brokers, dealmakers, and transactional services through its platform.
Skills
Qualifications
About Finalis
finalis.comFinalis is a transformative platform designed for private capital markets, providing automation and intelligence to enhance deal-making efficiency. The company serves over 390 firms, facilitating compliance, a curated deal network, and automated workflows through a single ecosystem. Finalis focuses on making compliance a competitive advantage while accelerating the deal lifecycle and improving data-driven decision-making, empowering investment bankers, issuers, and investors alike.
About Finalis
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for Finalis.
Salary
$85k – $105k
per year