Compliance Manager
Raymond James & Associates, Inc., Research Division(30 days ago)
About this role
A Senior Compliance professional in banking who monitors operational risk exposure and helps maintain the firm’s compliance frameworks and policies. The role leverages extensive industry knowledge to support compliance strategy across commercial banking and consumer deposits while engaging with senior leadership and regulators.
Required Skills
- Compliance
- Risk Analysis
- Policy Development
- Training
- Regulatory Knowledge
- Auditing
- Reporting
- Research
- Project Management
- Stakeholder Management
Qualifications
- Bachelor’s Degree
- Bachelor’s in Accounting
- Bachelor’s in Actuarial Science
- Bachelor’s in Applied Mathematics
- Securities Industry Essentials (SIE) - FINRA
About Raymond James & Associates, Inc., Research Division
rjcapitalmarkets.comN/A
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