Senior Compliance Officer, Compliance
CLSA(4 months ago)
About this role
The Senior Compliance Officer will report to the Head of Compliance Singapore and hold a generalist compliance mandate covering multiple licensed entities and diverse business lines, including equities, derivatives, fixed income, wealth management, investment banking and asset management. The role offers broad exposure across the firm’s Singapore operations and interaction with local regulators and group compliance.
Required Skills
- Trade Surveillance
- Staff Dealing
- Monitoring
- Regulatory Liaison
- Compliance Training
- Policy Drafting
- Data Analysis
- Risk Assessment
- Microsoft Excel
- Presentation Skills
Qualifications
- Bachelor's Degree in Business, Accountancy or Related Discipline
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