Compliance Manager
Capital Investment Advisors
About this role
Capital Investment Advisors is seeking a Compliance Manager to strengthen and manage its compliance infrastructure. The role involves overseeing SEC compliance programs, regulatory guidance, and supporting internal and external audits, with a focus on securities laws and industry regulations. The position is based in Atlanta with a hybrid work schedule possible after onboarding.
Skills
Qualifications
About Capital Investment Advisors
yourwealth.comCapital Investment Advisors is an Atlanta-based, fee-only investment management firm that specializes in retirement income planning. The firm offers comprehensive financial planning, retirement planning, and wealth management services focused on creating reliable income streams for retirees. As a fee-only advisor they emphasize fiduciary, conflict-free advice and transparent fee structures. They serve individuals and families with tailored portfolios and ongoing wealth-management support through a mid-sized team (listed as 51–200 employees).
About Capital Investment Advisors
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for Capital Investment Advisors.
Salary
$85k – $115k
per year
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