Associate- Regulatory Compliance (Alternative Assets)

IQ-EQ

1 month ago

Dallas, TX

Hybrid

Full Time

Junior

0 applicants

View Job Listing

Apply to 100+ jobs

About this role

This role involves providing regulatory compliance support to investment adviser clients, ensuring they adhere to federal securities laws and industry regulations. The position includes drafting policies, analyzing trading practices, investigating violations, and supporting compliance programs and regulatory exams. It offers a comprehensive benefits package and a hybrid work schedule.

Skills

Qualifications

Bachelor’s Degree

About IQ-EQ

iqeq.com

IQ-EQ is a global investor services group that provides compliance, administration, asset and advisory services to investment funds, asset managers and private clients. Its offerings include fund administration, corporate and trust services, investor services and family‑office/private‑client solutions, together with regulatory compliance, tax, accounting and reporting. The firm serves sectors such as private equity, real estate, infrastructure, credit and hedge funds through local teams across key jurisdictions, combining sector expertise with technology-enabled workflows and a client-focused approach to governance, risk and operational outsourcing.