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ableacg
The role is a senior compliance manager responsible for overseeing investment banking activities at a self‑clearing broker‑dealer, ensuring adherence to FINRA, SEC, and other regulations, and managing regulatory filings and risk mitigation. The position requires at least five years of relevant experience and involves developing policies, supporting audits, and leading compliance teams.
ACG is a technology and management consulting firm that helps organizations accelerate growth through strategy, data analytics, and digital transformation. The company designs and implements practical solutions across IT strategy, cloud adoption, system integration, and process optimization, aligning technology with business goals. Serving mid-market to enterprise clients across industries, ACG emphasizes measurable outcomes, ROI, and hands-on execution. With a collaborative, client-first approach, the firm partners closely with teams to drive lasting change and competitive advantage.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for ableacg.
33% above the average for this role