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© All Rights Reserved. ApplyBlast.com
Dynasty Financial Partners
The Compliance Manager provides regulatory consulting and support to the Dynasty Network of registered investment advisers (RIAs) while leading and developing the compliance team. This role involves building and maintaining a custom compliance offering, managing team workload, and ensuring adherence to SEC rules and regulations. The position requires strong leadership, project management, and communication skills to drive compliance initiatives and support Network RIAs.
Dynasty Financial Partners allows financial advisors to maximize full independence and provide personalized wealth management advice.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Dynasty Financial Partners.
Dynasty Financial Partners didn’t post a salary, so this is our estimate from similar listings.