Kroll
The Director, Compliance Consulting at Kroll leads the delivery of expert compliance guidance to financial firms, including registered investment advisers, broker-dealers, and registered investment companies. This senior leadership role involves owning key client relationships, serving as a trusted advisor to executives and boards, and driving the strategic growth of the global compliance consulting practice. The position requires deep knowledge of the Investment Advisers Act of 1940, FINRA rules, and the Investment Company Act of 1940, along with experience in compliance program development and regulatory examinations.
Headquarters
New York, New York, United States
Company Size
5001-10000 employees
Founded
1972
Kroll is a global, independent provider of financial and risk advisory solutions that helps corporations, law firms, investors and governments manage complex disputes, compliance and security challenges. Its offerings include investigations and compliance, cyber risk and incident response, valuation and transaction advisory, restructuring and bankruptcy, litigation support, and data & analytics — all backed by proprietary data and technology. Kroll emphasizes impartial, expert-led advice and rapid crisis response across cross-border and regulatory matters. Organizations rely on it for risk mitigation, forensic and investigative work, and strategic financial and regulatory guidance.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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