Compliance Officer, Compliance
CLSA
About this role
A Compliance professional reporting to the Head of Compliance, Thailand with a mandate covering Thailand and broader Southeast Asia (excluding Singapore) across multiple licensed entities and business lines including institutional cash equities, ECM and DCM. The role is intended to develop well-rounded compliance expertise across a broad spectrum of compliance areas rather than a narrow specialization. The position sits within a regional compliance function supporting regulatory and governance activities across the firm.
Skills
Qualifications
About CLSA
clsa.comN/A
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About CLSA
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for CLSA.
Salary
$45k – $61k
per year