CITIC Securities Brokerage (HK) Limited
This role reports to the Head of Legal and Compliance in Singapore, overseeing a broad compliance mandate across multiple licensed entities and business lines including capital markets, wealth management, and investment banking. The position is responsible for maintaining high standards of conduct, developing compliance policies, and managing regulatory risks while ensuring adherence to legal requirements. The role involves leading compliance initiatives, conducting investigations, and collaborating with senior management and regulators to uphold corporate governance.
CITIC Securities Brokerage (HK) Limited (中信証券經紀(香港)有限公司) is a Hong Kong-based financial services firm providing securities and futures brokerage, wealth management, and investment solutions. The firm offers online trading platforms, Hong Kong and international futures, IPO subscriptions, and wealth management services including the Greater Bay Area Cross-boundary Wealth Management Connect. It operates as part of the CITIC Securities group.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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CITIC Securities Brokerage (HK) Limited didn’t post a salary, so this is our estimate from similar listings.